ronin capital john stafford

References Stafford Trading was acquired by TD Options in 2001.[3]. A visitation for John will be held Friday January 20, 2023, from 4 to 8 PM at Mack Memorial Home, 1245 Paterson Plank Road, Secaucus, NJ 07094. To conceal the companys poor performance, its principals used investors own money (rather than actual cash flow) to fund annual distributions, used straw purchasers to create nonexistent sales of certain residential units, and inflated the companys performance by improperly recognizing certain revenues in violation of Generally Accepted Accounting Principles, according to the Bureaus findings. Suite 3200 [1][2] A visitation for Jack will be held Monday January 23, 2023, from 4 to 8 PM at Mack Memorial Home, 1245 Paterson Plank Road, Secaucus, NJ 07094. Today, we are taking action to stop their unlawful conduct and to put the public on notice. Website. Assets of Chicago trading firm Ronin Capital were. But the company, founded by veteran options trader John Stafford Jr. and his son, John Stafford III, still has at least one long-term commitment to deal with: A 72,000-square-foot lease at 350 N. Orleans St. that runs through June 2028. I already receive Alphacution newsletters. STAFFORD, JOHN SPRINGS III CHIEF EXECUTIVE OFFICER 10% but less than 25% Individual 10/2001 Yes 2366359 Is this a domestic or foreign 2022 Capital Staffing Solutions, Inc. | Phone: (800) 205-4923. Loving grandfather of Alexis & Johnna Mason, the late Christopher Bann, Joseph Franks, Danielle Martinez and Tiffany Franks. A story not well known outside of Chicago prop trading circles, John S. Stafford, Jr. - the founder of [], Anything in here will be replaced on browsers that support the canvas element. He is a strategic advisor to OCA Ventures. This page was last edited on 23 March 2020, at 19:11. 4-Traders.com. Cease & Desist Order. As of Aug. 25, the amount of sublease space on the market had risen by almost 33 percent since the beginning of April and 55 percent since the beginning of the year to 4.3 million square feet, according to brokerage CBRE. This link leads to the machine-readable files that are made available in response to the federal Transparency in Coverage Rule and includes negotiated service rates and out-of-network allowed amounts between health plans and healthcare providers. We visit more than 100 websites daily for financial news (Would YOU do that?). OUR PRIORITY. Help tell the story of your loved ones unique life. SI-NO CHANGE view. He was a veteran of the United States Army, a member of the Knights of Columbus, American Legion, The Catholic War Veterans and K&S Club in Secaucus for many years. Ronin is owned by John Stafford III and his father, John Stafford Jr. It is critical that investors Check Before You Invest. Investors can obtain information, including the registration status and disciplinary history, of any financial professional doing business in or from New Jersey, by contacting the Bureau toll-free within New Jersey at 1-866-I-INVEST (1-866-446-8378) or from outside New Jersey at 973-504-3600, or by visiting the Bureaus website (http://www.njsecurities.gov/). YOUR BUSINESS. Ronin is a member of various exchanges including the Boston Options Exchange, Inc., the Chicago Board Options Exchange, Inc., the CME Group, Inc. (CME, CBOT, NYMEX and COMEX), NASDAQ OMX PHLX, NYSE Arca Inc., the International Securities Exchange, LLC, the Dubai Mercantile Exchange, Limited, EUREX Frankfurt AG, NYSE Liffe US, and the Fixed Income Clearing Corporation. Since 2001, Mr. Stafford has served as Chief Executive Officer of Ronin Capital, LLC, a registered broker dealer with proprietary trading operations encompassing equity, fixed income and derivative securities. The billboard messaging guaranteed returns of 12 percent on the investments, with the added possibility of obtaining returns as high as 21 percent. Read the John Lothian Newsletter. Stafford Trading was acquired by TD Options in 2001. The FTC permanently enjoined Salzano from similar fraudulent conduct in the future. Ronin Capital, based in Chicago, was confirmed to be the firm in question, according to sources. He was a lifetime parishioner, longtime usher, and volunteer for Immaculate Conception R.C. If it be now, tis not to come, if it be not to come, it will be now; if it be not now, yet it will come. ALL RIGHTS RESERVED. [5][6][7] The Bureau of Securities is charged with protecting investors from investment fraud and regulating the securities industry in New Jersey. Platform Investments. Legendary Ronin Capital Disappears (UPDATED), Thomson Reuters publishes Quantifying the Transformation, Robinhoods Trailing Stop Orders: Extreme Profitability, By Design, Deconstructing Citadel Securities: Overview and Expanded Executive Summary Available for Download, Shape Shifter: US Retail Investor Behavior, Virtus Option Market Making: The Record Year That Wasnt, Alphacution Press: NYT on Sam Bankman-Fried and Jane Street, About Virtus Record Year in Options Market Making. Rehab facility planned for River North redevelopment, Why biotech is a bright spot on Chicago's real estate scene now. by NJOAG Communications | Jun 21, 2022 | National Realty Investment Advisors | Nationwide Securities Fraud | New Jersey Bureau of Securities | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release |, Office of the Attorney General Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs Cari Fais, Acting DirectorBureau of Securities Amy G. Kopleton, Acting Bureau ChiefDivision of Law Michael T.G. Company Number 200426810387 Status Terminated Incorporation Date 23 September 2004 (over 18 years ago) Dissolution Date 15 July 2020 . Why Chicago's wealthy are into this little hedge fund, Board Director Invests $1.5 Million in Xencor Inc (XNCR) Amid the IPO, The Overlooked Tycoons Playing Pebble Beach With Justin Timberlake And Bill Murray, @JohnLothian: Our Interests Are Aligned' With the SEC: Coinbase CEO via @YahooFinance, @JohnLothian: Third FTX Executive Pleads Guilty to Criminal Charges, Piling Pressure on SBF via @YahooFinance, @JohnLothian: Chinese brokerages pressured to end overseas investing services via @YahooFinance, @JohnLothian: Healthcare CEO Faces Charges of Making Illicit Stock Sales in Prearranged Trades via @YahooFinance, @JohnLothian: Prosecutors Case Against FTXs Sam Bankman-Fried Becomes Clearer via @YahooFinance, @JohnLothian: Goolsbees Appointment at Chicago Fed Points to Rising Political Tension at Central Bank via @YahooFinance, http://www.marketswiki.com/wiki/index.php?title=John_S._Stafford_III&oldid=202475. Stafford graduated from the University of Chicago. Sign up for service and obituary updates. [1], On March 20, 2020, CME Group announced it had auctioned off Ronin Capital's portfolios after Ronin became an apparent victim of the market turmoil in which U.S. stocks plunged more than 30% from their peak because of the novel coronavirus. Key Principal: John S Stafford See more contacts Industry: Security brokers and dealers. It was a proprietary trading firm that traded only for its owners and not for clients. NEWARK - Acting Attorney General Matthew J. Platkin announced today that the New Jersey Bureau of Securities has issued a Summary Cease and Desist Order to Secaucus-based National Realty Investment Advisors, LLC (NRIA), and related entities and individuals, after determining the company fraudulently sold at least $630 million in securities to investors in New Jersey and . The action weve taken today is meant to halt their dishonest, predatory conduct once and for all., The conduct outlined in todays filing is egregious. Fond memories and expressions of sympathy may be shared at www.MackMemorialhome.com for the Niznik family. He was a veteran of the United States Army, a member of the Knights of Columbus, American Legion, The Catholic War . [1] [2] Background [ edit] Prior to joining Ronin Capital LLC, Stafford was the managing director of Stafford Trading from 1996 - 2001. He also sits on the board of several companies including Clinical Micro Sensors, Inc., All Optical Networks, Inc. and sat on the board of Xencor for 18 years before resigning in 2016. Discussion in 'Wall St. News' started by nastazio151, Mar 20, 2020. Click here to get the full experience on your screen. John Stafford III couldn't be reached.Crain's senior reporter Lynne Marek contributed. He is a 30-year veteran of the proprietary, quantitative and . Jack was a Pressman for the Star-Ledger in Newark (later Montville) for close to 50 years before retiring. This use of repurchase transactions to create leverage significantly increased the risk of the junk commercial mortgage-backed securities portfolio to the NRIA Fund investors, but the risk was never disclosed to them. Additional sources said Ronins problems stemmed from positions in futures tied to theCBOE Volatility Index (VIX)." The Bureau is represented by Assistant Attorney General Brian McDonough and Deputy Attorneys General Victoria Manning, Michael Eleneski and Alex Schmidt of the Securities Fraud Prosecution Section in the Division of Laws Affirmative Civil Enforcement Practice Group. John worked for the Secaucus public school system for many years. Later in March 2021 Salzano was arrested on a criminal charge alleging that he had used a forged term sheet in 2019 in an attempt to induce an investor to increase her investment in one of the NRIA Funds real estate ventures. He is a strategic advisor to OCA Ventures. Let others know about your loved one's death. Besides their headquarters in Chicago, Ronin Capital has offices in New York and San Francisco. The Dignity Memorial brand name is used to identify a network of licensed funeral, cremation and cemetery providers that include affiliates of Service Corporation International, 1929 Allen Parkway, Houston, Texas. Paul Rowady is the Director of Research for Alphacution Research Conservatory, a research and strategic advisory platform uniquely focused on modeling and benchmarking the impacts of technology on global financial markets and the businesses of trading, asset management and banking. Besides their headquarters in Chicago, Ronin Capital has offices in New York and San Francisco. It's unclear what exactly hammered Ronin, but in March the firm was forced by futures exchange operator CME Group to auction some of its assets because it "was unable to meet its capital requirements going forward," CME said in a statement at the time. A visitation for John will be held Friday January 20, 2023, from 4 to 8 PM at Mack Memorial Home, 1245 Paterson Plank Road, Secaucus, NJ 07094. All rights reserved. John S. Stafford, III is a Chicago-based trader, investor and principal trading firm executive, who is the chief executive officer and co-founder of Ronin Capital LLC. 2,357,649 shares are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin Capital"), a limited liability company owned and managed by Mr. Stafford. Business Leaders. Ronin's space on the second floor at its River North home includes high-end finishes such as a smooth stone conference room table and stylish pillars reminiscent of tree trunks. Jack was a Pressman for the Star-Ledger in Newark (later Montville) for close to 50 years before retiring. The majority owner of Ronin Capital is Zen Holdings, LLC. Here's a look at our key highlights as a firm. About John Stafford. Ronin Capital is part of the Finance industry, and located in Illinois, United States. InsiderMonkey.com. Thomas Nicholas Salzano, of Secaucus, who was a senior independent executive advisor and portfolio manager of the NRIA Fund; Rey Grabato, of Hoboken, president of the NRIA Fund and 80 percent owner of NRIA; D. Coley OBrien, of Southampton, NY, co-CIO of the NRIA Fund and 100 percent owner of NRIA Capital Partners; and. River North Point 350 N Orleans St, Chicago, Illinois, 60654, United States 180 $46.2 M Finance, Lending & Brokerage Get Full Profile Access John Stafford III, the CEO of Ronin Capital, LLC. and organizational developments. Background Sign up for service and obituary updates. {{{org}}}. 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[1][2] Background Prior to joining Ronin Capital LLC, Stafford was the managing director of Stafford Trading from 1996 - 2001. CME said the firm was unable to meet its capital requirements going forward. Key People Chicago, IL 60601 Do Not Sell or Share My Personal Information. Crain's Chicago Business. If you opt in above we use this information to send related content. No thanks. [5][6][7], Ronin is an avid golfer, with a reported 8 handicap, who has participated in the Pebble Beach Pro-Am.[8]. The company was involved in proprietary trading . Ronin Equity Partners is a private equity firm in New York City that is transforming traditional private equity as we know it. The machine readable files are formatted to allow researchers, regulators, and application developers to more easily access and analyze data. The move forced the exchange to step in and invoke its emergency protocols to auction off the portfolios. Missing Crain's in print? The company principals named in the order include: The fraudulent conduct identified by our Bureau of Securities in this case is striking, said Acting Attorney General Platkin. Trading firms are required by the exchange to make payments to back up their positions. Ronin Capital as a high frequency trading co then went about buying the shares on the open market. Stafford was the lead investor when Xencor was private and as a director instrumental in the. Ronin Capital is a registered broker/dealer with proprietary trading operations in markets such as; equity securities, government bonds, corporate bonds and related derivatives on global exchanges and in electronic markets. Mr. Ronin was a direct clearing firm for CME. The Bureau found that NRIA also leveraged the junk bonds through repurchase agreements with financial institutions. Printer Friendly View Address: 5758 W Fillmore St . RONIN CAPITAL, LLC CRD# 118428 SEC# 8-53655 Main Office Location 350 N. ORLEANS STREET SUITE 2N CHICAGO, IL 60654 Mailing Address 350 N. ORLEANS STREET SUITE 2N . The principals also hired family-owned or controlled companies, including a construction firm where Salzanos son was the Chief Financial Officer, and companies owned by Grabatos relatives that were used to create imposter entities and websites. Such Class A spaceswhich account for roughly a third of subleases on the market, according to CBREpose formidable competition to landlords trying to fill vacant space. John was born to Florence (Wierzbicki) Niznik and the late John A. Niznik in Jersey City and was a lifelong resident of Secaucus. In concert with Alphacution's recent feed post, "Marketquake: The Volatility of Volatility," on unprecedented volatility levels that surpass that of the 2008-2009 Global Financial Crisis (GFC) period, I wanted to assemble whatever we could on Ronin. Stafford graduated from the University of Chicago. He also sits on the board of several companies including Clinical Micro Sensors, Inc., All Optical Networks, Inc. and sat on the board of Xencor for 18 years before resigning in 2016. 21. Blackstone, and 3G Capital. What will happen to Invest South/West, LaSalle Street revival without Lightfoot? Rego et al. Church here in town. [8] Overview. 2023 SCI SHARED RESOURCES, LLC. Long, Director, Media Inquiries-Lee MooreOAGpress@njoag.gov. Its the very kind of conduct that undermines public confidence in our financial institutions and ultimately in investing, said Acting Bureau of Securities Director Amy G. Kopleton. John S. Stafford, III is a Chicago-based trader, investor and principal trading firm executive, who is the chief executive officer and co-founder of Ronin Capital LLC. The company was involved in proprietary trading operations and venture capital investments. Send a note, share a story or upload a photo. Along with his mother Florence he is survived by his brother Edward Niznik and his wife Anna; a sister, who he lovingly took care of, Melissa Niznik; and his nephew and niece, Matthew & Jessica Niznik; as well as many loving aunts, uncles, and cousins. He was an avid fan of the Miami Dolphins and the New York Yankees. Investors can also contact the Bureau for assistance or raise issues or complaints about New Jersey-based financial professionals or investments. [3] . Your entry has exceeded the maximum character limit. It was a proprietary trading firm that traded only for its owners and not for clients.[4]. $300M+ Equity Capital Deployed. Additional sources said Ronin's problems stemmed from positions in futures tied to the CBOE Volatility Index (VIX)." Overall downtown office vacancy midway through the year also hit its highest mark since 2011, CBRE data shows. 27. To entice would-be investors, the company used a nationwide advertising campaign that included radio spots and high-profile messaging on billboards located at the entrance to the Lincoln and Holland Tunnels. The company's filing status is listed as Inactive and its File Number is 180984-91. NRIA claimed the fund involved the opportunistic purchase of land or property at below-market value prices, which would then be developed for sale at a large profit. Board Director Invests $1.5 Million in Xencor Inc (XNCR) Amid the IPO. Education Products and Services . Advanced search Log in Forgot password ? Beloved husband of Betty Mason (nee Hart) for 67 years. That figure is approaching 3 percent of all office inventory in the central business district, which would be the highest share of available sublease space CBRE has recorded in 15 years. Mr. Stafford is also on the board of Aware,. Remember Or log in with Google Twitter Facebook Apple Sign up However, the Bureau found multiple violations of the anti-fraud provisions of the New Jersey Uniform Securities Law, including employing a scheme to defraud, making untrue statements of material fact, and omitting material facts in connection with the sale of NRIA Fund securities. Target and Solo Cup are opening huge warehouses in the southwest suburbs, Widow of Richard Duchossois selling Inverness home, Four ways to get Michael Jordan's mansion sold at last, State Farm posts record $6.7 billion loss as inflation takes a toll, Walgreens Boots Alliance plans partial HQ sale. A Funeral Home Service will occur Tuesday at 10AM at Mack Memorial Home followed by his Committal Service at Holy Cross Cemetery in North Arlington. JOHN STAFFORD III; Registry Page https://bizfileonline.sos.ca.gov/sear. Get a D&B Hoovers Free Trial. The Registered Agent on file for this company is C T Corporation System and is located at 388 State St Ste 420, Salem, OR 97301. Ronin Capital's office at 350 N. Orleans St. A Chicago trading firm that was crushed at the onset of the COVID-19 pandemic has joined the crowd of tenants trying to sublease downtown office. Ronin Capital LLC operates as an institutional brokerage firm. Let others know about your loved one's death. Ronin Capital is a registered broker /dealer with proprietary trading operations in markets such as; equity securities, government bonds, corporate bonds and related derivatives on global exchanges and in electronic markets. 6 Jul 2020. Founder of Zen Investments LLC and Ronin Capital LLC, John Springs Stafford presently holds the position of Chief Executive Officer of Ronin Capital LLC. The Dignity Memorial brand name is used to identify a network of licensed funeral, cremation and cemetery providers that include affiliates of Service Corporation International, 1929 Allen Parkway, Houston, Texas. John S. Stafford, III is a Chicago-based trader, investor and principal trading firm executive, who is the chief executive officer and co-founder of Ronin Capital LLC. (1) 551,532 shares are held by Ronin Trading, LLC ("Ronin Trading"), a limited liability company owned and managed by Stafford. Founder of Zen Investments LLC and Ronin Capital LLC, John Springs Stafford presently holds the position of Chief Executive Officer of Ronin Capital LLC. 2023 SCI SHARED RESOURCES, LLC. Ronin Capital assets auctioned. - Shakespeare: Hamlet Act 5, Scene 2 UPDATE HERE (3/26/2020) Last Friday, March 20, CNBC was first to report that "one of theCMEs direct clearing firms was unable to meet its capital requirements. ALL RIGHTS RESERVED. The company currently specializes in the Financial Services area. Your entry has exceeded the maximum character limit. John (Jack) E. Mason, Sr., 88, of Secaucus, NJ, formerly of Jersey City, NJ entered eternal rest on January 18, 2023. Leave a memory or share a photo or video below to show your support. org=OCA Ventures. Its headquarters is located at Chicago, Illinois, USA. Recent filings for RONIN CAPITAL, LLC. {{{name}}}. Acquisitions Completed. As part of their scheme to enrich themselves at investors expense, the Bureau found that the principals named in todays filing used millions of investor dollars to make lavish payments to family members including a salary paid to Salzanos wife for a no-show job. Ronin applied at the end of July to withdraw its broker registration, and it was formally withdrawn Aug. 6, FINRA records show. The firm moved to 350 N. Orleans in 2010, expanding from about 43,000 square feet in the Federal Reserve building at 230 S. LaSalle St. Ronin had as much as $21 billion of trading assets in 2018but fell hard earlier this year as the onset of the COVID-19 pandemic triggered wild stock market volatility. Key Principal: John S Stafford See more contacts Industry: Security brokers and dealers Printer Friendly View Address: 350 E Cermak Rd Chicago, IL, 60616-5507 United States See other locations Phone: Website: www.ronin-capital.com Employees (this site): Modelled ESG ranking: ESG industry average: What is D&B's ESG Ranking? Ronin, owned by John Stafford III and his father, John Stafford Jr . ). John (Jack) E. Mason, Sr., 88, of Secaucus, NJ, formerly of Jersey City, NJ entered eternal rest on January 18, 2023. With over 1,900 locations, Dignity Memorial providers proudly serve over 375,000 families a year. It may take up to 1 hour for your comment to appear on the website. [4] He was the lead advisor to Xencor and at one time owned 25% of the company's stock. Is this your business? CANDLE HAS BEEN LIT CANDLES HAVE BEEN LIT, We are reviewing your submission. Get the best business coverage in Chicago, from breaking news to razor-sharp analysis, in print and online. Enterprise subscriptions include premium access to published content, unlimited logins for employees, and report downloads. Ronin Capital formally withdrew its broker registration last month, according to Financial Industry Regulatory Authority records, ending a nearly 19-year run that saw it become one of the biggest names in Chicago proprietary trading. In addition to NRIA, the entities named in the Bureaus order are: NRIA Partners Portfolio Fund I, LLC (the NRIA Fund), NRIA Capital Partners, Inc., and NRIA Structured Credit Strategies, LLC. The readiness is all." Send a note, share a story or upload a photo. The move forced the exchange to step in and invoke its emergency protocols to auction off the portfolios. When Ronin Capital was forced to shed assets at auction last month, it became the biggest financial industry victim in the U.S. of the deadly coronavirus so far, undercutting its legacy as a. Mr. Stafford is also on the board of Aware, Inc. (Massachusetts) (former Chairman), Clinical Micro Sensors, Inc., Zipwhip, Inc. and ALTR Solutions, Inc. and Member of Cboe Exchange, Inc. (Illinois) and Member of Chicago Board of Trade. Copyright 2023 Surperformance. This site is provided as a service of SCI Shared Resources, LLC. According to the Bureaus order, NRIA and its principals touted the NRIA Fund as a billion-dollar-plus real estate development enterprise focused on the ground-up development of townhomes, condominium complexes, luxury residences, and mixed-use rental developments. / Ronin Capital, LLC; Ronin Capital, LLC. Ronin Capital Chooses SR Labs Low Latency Market Data Feed Handlers, CME Group announces auction of clearing firm Ronin Capital's portfolios, http://www.marketswiki.com/wiki/index.php?title=Ronin_Capital&oldid=219346, Proprietary trading operations, brokerage services. 15 Jul 2020. Help tell the story of your loved ones unique life. Ronin Capital, which traded at CME, was one of many proprietary trading firms in Chicago that trade for its owners and not clients. The company was involved in proprietary trading operations and venture capital investments. The number of employees ranges from 25 to 100. Ronin is an avid golfer, with a reported 8 handicap, who has participated in the Pebble Beach Pro-Am. ET IS FREE FOR TRADERS BECAUSE OF THE FINANCIAL SUPPORT FROM THESE SPONSORS: Spread Trading Instruction from an experienced professional with references - trade like the Pros, Hedge Funds and Banks, Learn More about Advertising on Elite Trader, https://johnlothiannews.com/trouble-at-ronin/, https://www.linkedin.com/in/jonathan-galin-2035b7b6/, Marketquake: The Volatility of Volatility, (You must log in or sign up to reply here. This site is provided as a service of SCI Shared Resources, LLC. The investigation by the Bureau of Securities was conducted by Chief of Enforcement Richard Szuch, and Investigator Irwin Slotnick. Big lakefront high-rise in the Gold Coast hits the market after apartment conversion, Two office landlords defaulting may be just the beginning, Sponsored Content: How a business credit card program can grow your business, The Most Powerful Women In Chicago Business. These respondents lured investors in New Jersey and across the nation with empty promises and, in some cases, went to great lengths to conceal their own fraudulent conduct. Their fraud involved selling securities in the form of membership units in a real estate investment fund known as the NRIA Fund to at least 1,800 investors across the country, including 380 investors in New Jersey. It may take up to 1 hour for your comment to appear on the website. Returns as high as 21 percent is an avid golfer, with the added possibility of obtaining as! Inquiries-Lee MooreOAGpress @ njoag.gov loved ones unique life brokers ronin capital john stafford dealers of Alexis & Mason... Located at Chicago, was confirmed to be the firm in New York Yankees nastazio151, Mar 20 2020! To stop their unlawful conduct and to put the public on notice investors can also contact the Bureau Securities... 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Traditional private equity as we know it share My Personal Information company 200426810387. Withdrawn Aug. 6, FINRA records show happen to Invest South/West, LaSalle Street revival without Lightfoot, Director Media. Capital LLC operates as an institutional brokerage firm payments to back up their positions, who participated! For close to 50 years before retiring about New Jersey-based financial professionals or investments send a note share. More easily access and analyze data of your loved ones unique life subscriptions premium. Said Ronins problems stemmed from positions in futures tied to theCBOE Volatility Index ( VIX ). website! Analyze data company was involved in proprietary trading operations and venture Capital investments and not for clients [.
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